EPSTEIN
page 3 / 379 . OCR, unverified
116,596.00
HEALTH AND SCIENCE INTERESTS II
Oct 1
Misc. Receipt
FED FUNDS FROM MELLON PIT
121,771.00
ARTS INTEREST
Oct 1
Misc. Receipt
FED FUNDS FROM MELLON PIT
139,832.00
INTERNATIONAL CHARITABLE INTS
Oct 1
Misc. Receipt
FED FUNDS FROM MELLON PIT
174,484.00
HERITAGE INTERESTS
Oct 1
Misc. Receipt
FED FUNDS FROM MELLON PIT
754,832.00
INSTITUTIONAL INTERESTS
Oct 1
Misc. Receipt
FED FUNDS RECEIVED THRU
131,333.00
CHASE NYC
INTERNATIONAL CHARITABLE INTEREST
TRUST II DATED 8/30/94
Oct 1
Dividend
J P MORGAN PRIME MONEY MARKET FUND
4,240.87
INSTITUTIONAL SHARES CLASS
(FUND 829)
Oct 1
Purchase
4,240.87 J P MORGAN PRIME MONEY MARKET FUND
- 4,240.87
INSTITUTIONAL SHARES CLASS
(FUND 829)
INCOME DIVIDEND
REINVESTED a 51.00
J.P.MORGAN SECURITIES INC AS AGENT
TRADE DATE 09r28/01
Oct 1
Purchase
484,867.76 JP MORGAN PRIME MONEY MARKET PREMIER
- 484,867 76
CLASS SWEEP FUND (350)
SWEEP DEADLINE IS 4:30 PM EST
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037113
SDNY_GM_00306311
EFTA01511293
--- SOURCE: IMAGES__0123__EFTA01511294.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511294.pdf
----------------------------------------
Morgan Guaranty Trust Company of New York
2001
345 Park Avenue, New York, NY 10154-1002
Account Number:
FINANCIAL TRUST COMPANY, INC.
October 01, 2001 - October 31, 2001
JPMorgan Private Bank
Asset Account Portfolio
Page 12 of 14
Activity by Date
Settlement
Date
type
continued
Quantity Description
Amount USD
Oct 2
Purchase
Oct 2
Misc. Disbursement
1,407,848 JP MORGAN PRIME MONEY MARKET PREMIER
CLASS SWEEP FUND (350)
SWEEP DEADLINE IS 4:30 PM EST
TRANSFERRED BY WIRE TO
CHASE MANHATTAN BANK/ST THOMAS
FAO FINANCIAL TRUST COMPANY, INC.
AS REQUESTED
Oct 5
Receipt of Assets
BEAR STEARNS CORP TOTAL RETURN SWAP
QUARTERLY LIBOR RESET
1014/03 MGT NY
MORGAN GUARANTY TRUST CO N Y
TRADE DATE 10/04/01
Oct 9
Purchase
50,000 IMC GLOBAL INC
9.20
460,000.00
BROKERAGE
3.250.00
J P MORGAN SECURITIES (EQUITIES)
TRADE DATE 10/03/01
Oct 9
Sale
- 463,250 JP MORGAN PRIME MONEY MARKET PREMIER
CLASS SWEEP FUND (350)
SWEEP DEADLINE IS 4:30 PM EST
Oct 10
Misc. Disbursement
Oct 10
Sale
BEAR STEARNS CORP TOTAL RETURN SWAP
QUARTERLY LIBOR RESET
10/4/03 MGT NY
PAYMENT
- 9,000 JP MORGAN PRIME MONEY MARKET PREMIER
CLASS SWEEP FUND (350)
SWEEP DEADLINE IS 4:30 PM EST
- 1,407,848 00
- 31,000 00
- 463,250 00
463,250.00
- 9,000.00
9,000.00
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037114
SDNY_GM_00306312
EFTA01511294
--- SOURCE: IMAGES__0123__EFTA01511295.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511295.pdf
----------------------------------------
2001
Account Numbal
FINANCIAL TRUST COMPANY, INC.
October 01, 2001 - October 31, 2001
Mo 'an Guarantv Trust Corn anv of New York
Asset Account Portfolio
JPMorgan Private Bank
Page 13 of 14
Activity by Date
Settlement
Date
type
continued
Quantity Description
Amount USD
Oct 18
Purchase
Oct 18
Misc. Disbursement
Oct 18
Misc. Receipt
Oct 30
Sale
Oct 30
Misc. Disbursement
Oct 31
Misc. Receipt
45,209.01 JP MORGAN PRIME MONEY MARKET PREMIER
CLASS SWEEP FUND (350)
SWEEP DEADLINE IS 4:30 PM EST
TRANSFERRED BY WIRE TO
CHASE MANHATTAN BANK/ST THOMAS
FAO FINANCIAL TRUST COMPANY, INC.
LETTER FROM CLIENT
FUNDS TRANSFERRED TO BRKRG
ACM 078605001 (PRN) FROM
ODA
AC* 000000142707
REF:ADVISORY FEE FOR HAMPTON RE:HIGH
BRIDGE INTRODUCTION
- 16,500 JP MORGAN PRIME MONEY MARKET PREMIER
CLASS SWEEP FUND (350)
SWEEP DEADLINE IS 4:30 PM EST
TRANSFERRED BY WIRE TO
CHASE MANHATTAN BANK/ST THOMAS
FAO FINANCIAL TRUST COMPANY. INC.
AS REQUESTED
- 45,209.01
- 19,500 00
64,709.01
16500 00
-16,500.00
INTEREST FROM BEAR STEARNS SWAP THAT
45,000.00
MATURES ON 10/09/02
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037115
SDNY_GM_00306313
EFTA01511295
--- SOURCE: IMAGES__0123__EFTA01511296.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511296.pdf
----------------------------------------
2001
Account Numb
FINANCIAL TRUST COMPANY, INC.
1''JPMorgan Private Bank
Confidential
' of
Asset Account Portfolio
November 1 - November 30, 2001 (Revised)
Table of Contents
Page
Portfolio Summary
Cash and Short Term
Equities
Other
R
Private Investments
Trade Activity
Account Transactions
Account Officers
Service Specialist: RILEY
0000000000 CO 0000 000 000000000 OXCCS
FINANCIAL TRUST COMPANY, INC.
C/O AMERICAN YACHT HARBOR
6100 RED HOOK, QUARTERS #2
ST THOMAS 00802
US VIRGIN ISLDS
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037117
SDNY_GM_00306315
EFTA01511296
--- SOURCE: IMAGES__0123__EFTA01511297.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511297.pdf
----------------------------------------
JPMorgan Chase Bank
2001
345 Park Avenue, New York, NY 10154-1002